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RDR & CAT 2 Licences - WHAT’S ON THE HORIZON?

RDR & CAT 2 LICENCES - What’s on the Horizon?

webinar

In a continuation of our last RDR session, this hour-long webinar offers insight into the proposals regarding changes to the Cat 2 licence.

Georgina Smith, INN8’s Head of Distribution, is once again joined by Jennifer Anderson, our Head of Product, and they unpack the different types of investment management being tabled, how DFMs fit in, and if it’s likely that the Cat 2 requirements are going to get stricter. 

For those advisers using a Cat 2 to sign client instructions, you may need what the regulator calls a “mandate for convenience” – and the duo helps you to understand what this means.

Watch the webinar

Resources

About the webinar

In December 2019, several RDR discussion papers and updates were released was for comment. During this live webinar, Georgina Smith and Jennifer Anderson will continue from where they started to provide an overview of some of the important issues which may affect your business.

The discussion will focus on Cat 2 licences, and discussion points will include:

  • Understanding the current investment value chain and licensing structure
  • Discussion of discretionary investment management, and the proposed sub categories which will apply to all forms of investment management
  • Review of stronger fit and proper requirements stance by the regulator
  • Mandates for convenience – what they mean, how the will work, and what will they be limited to in terms of transacting

Missed the previous webinar?

In the first part of the RDR webinars, Georgina and Jennifer provided a one-hour crash course that covered the latest developments on all things RDR, from adviser categories and independence, licensing, model portfolios, and category 2 licenses, to gap filling and using products outside of your home group.

The speakers

Georgina-Smith-1 (1)

Georgina Smith

Head of Distribution
INN8

Georgina holds a strong belief that you’re never too old to learn; that continual development helps people stay motivated to do their jobs better and build a good company culture. Her two decades of work experience has set her up as an excellent manager who builds business value through focussed teams using stretching, but achievable, targets.

Having worked across different industries in both large corporates and small to medium-sized firms benefitting from learnings across her international experience, Georgina brings a fresh, and welcomed, outlook to the team.

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Jennifer Anderson

Head of Investment Platform Product & Communications
INN8

Jennifer Anderson joined the INN8 team in early 2020 as Head of Investment Platform Product & Communications after heading up Product development for the STANLIB Platform since 2017. Jennifer specialises in the retail investment industry specifically in the areas of investment platforms, product design and management, regulation, compliance and process optimisation.

Prior to joining INN8, Jennifer held a senior platform strategy and management role at Hollard Investments and was one of the founders of the Wealthport Platform. Jennifer is a Category III Key Individual and has a Bachelor of Business Science and Information systems cum laude from the University of Cape Town.

Jennifer’s passion is enabling financial freedom, she’s been saving for retirement since she was in the womb!

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