In a continuation of our last RDR podcast, this episode offers insight into the proposals regarding changes to the Cat 2 licence.
Georgina Smith is once again joined by Jennifer Anderson to unpack the different types of investment managements being tabled, how DFMs fit into them, and whether it’s likely that the Cat 2 requirements are going to get stricter.
For those advisers using a Cat 2 to sign client instructions, you may need what the regulator calls a “mandate for convenience” – and the duo helps you to understand what this means.
Featuring:
Jennifer Anderson
Head of Product & Communications
INN8 Investment Platform
Georgina Smith
Head of Distribution and Sales
INN8 Investment Platform
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Related resources
- Listen: Hot Potatoes to Juggle: RDR & Investments. The first podcast episode of our two part RDR series.
- Watch: This podcast is an extract of RDR & Cat 2 licenses – What’s on the horizon? A live webinar recorded in April 2022.
- Watch: RDR & Investments – What’s on the horizon? A live webinar recorded in June 2020 unpacking the latest developments on all things RDR.
- Read: Dear Wealth Manager, What’s In Your Tech Stack? An article by Mickey Gambale that unpacks how you use technology in your business could help prepare you for advancements in regulation changes such as the pending introduction of RDR.
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